In addition to what you can find on this website, there are several ways to increase your knowledge and skills in Corporate Actions. Please find below a list of Qualifications and institutions with which you can follow courses and get your knowledge certified.

It can be a little bit difficult to understand which courses are offered and by whom. In general there are three different types of Courses in which Corporate Action material is discussed;

  • Study syllabus, sit exams and get certified aimed at the individual
  • 1 or 2 day introductory courses with several participants 
  • Online courses with video material

Anybody with knowledge about corporate actions can teach this to others. There are several companies that offer for example 3 day courses in conference centres or hotels. Courses can be tailored to the client’s needs.

Investment Operations Certificate (IOC)

This is a course for newcomers to the financial services industry in which you can learn the basic concepts. The programme consists of 5 levels:

1) Foundation Level

2) Qualifying Level

  • When entering this level, there is a selection from a large number of options which reflect the specialist areas of financial services operations and administration in which staff work. The option focussing on corporate actions is called “Asset Servicing (Corporate Actions)”.

3) Advanced Level

4) Post-Graduate Professional Level

 Officially this programme is from the Chartered Institute for Securities and Investments (CISI). On their website, the CISI says about themselves: “The CISI is the largest and most widely respected professional body for the securities and investment profession in the UK and in a growing number of financial centres globally. We promote the highest standards of professionalism amongst our members and the wider financial services profession and we believe professionalism is a blend of three elements – Knowledge, Skills and Behaviour.”

Costs can be checked here

I’ve highlighted the Asset Servicing Technical Module which costs GBP 230, however this has to be combined with the Introduction to Securities and Investment module which costs GBP 230 as well and possibly (?) with the International Introduction to Securities and Investment, also GBP 230. So minimum would be around GBP 500.


But there are more companies where you can follow courses in order to prepare for the exams.

Chartered Financial Analyst (CFA)

Many people working in corporate actions who want to raise their game, combine their daily job with studying for financial analyst. Working in a corporate actions environment will give you a good foundation to make the next step in the securities industry, because it deals with all aspects of it. A CFA certificate is globally acknowledged and it will help raising your chances to get a better job. It’s not easy though!!!

 Once again, there are several companies via which you can get courses in order to prepare yourself for the exams that are being taken at set times during the year. These exams are global and only a predetermined percentage will pass.

If you’ve taken courses via a company that you would like to recommend, please send an email to

Independent Courses

There are several other institutions or individuals that offer courses in Corporate Actions. Many of these offer courses for which attendance can be booked for a couple of days.

This course is designed as an introduction to corporate actions and is suitable for those that are familiar with the securities trade life cycle, but wish to understand the more challenging aspects of the securities business. No prior learning is required.

As a benefit, this course comes with Programme Recognition. Candidates who attend the Corporate Actions – An Introduction programme and are CFA Charter Holders qualify for 13 credit hours which can be used towards study with the CFA Institute. CFA Institute members are encouraged to self-document their continuing professional development activities in their online CE tracker. More information can be found here:

This course begins with an understanding of what corporate actions are and why they happen and takes attendees through the main types, in a logical way, explaining industry jargon along the way. No prior knowledge of the City or financial markets is assumed.

More information can be found here:

A Summary on their website says; 

Corporate Actions is a specialist field which is often misunderstood, despite its often negative impact on profits and investment values. This course explains how corporate actions are calculated, their impact on companies and the reason they occur in the first place.

Understanding the “life cycle of a corporate action” is essential to understanding why losses are often so high in this crucial area of banking and investing. We break corporate actions in to stages and look at the controls and procedures that can be put in place to reduce and even eliminate costs

More information can be found here:

This is an Online Video Course, which includes:

  • 2.5 hours on-demand video
  • 7 downloadable resources
  • Full lifetime access
  • Access on mobile and TV
  • Certificate of Completion

More information can be found here:

Introduction to Corporate Actions – London UK – Fee GBP 1500 + VAT

Corporate actions until recently has been treated as the ugly stepchild An introductory course providing a detailed understanding of corporate actions, what they are, where they originate and why they happen. Critical factors and alternative choices for the investors as well as the relevant calculations and the critical time scales involved are included. The course covers a wide variety of corporate actions with examples and difference in practices taken from many different global markets

More information can be found here:

  • Brussels – 1 day course for about 10 participants EUR 840+VAT.

This one-day course is designed to build practical knowledge and understanding of corporate actions and covers several aspects.

More Information can be found here:

This course helps to  provide a clear understanding of International Corporate Actions.

2-day courses in Guernsey, Jersey, London and Luxembourg – GBP 980+VAT

More information can be found here:

I’m pretty sure that this list is not exhaustive. In case you’re offering a course and would like to have it added here, please send me an email at and I’ll add it here.

I will try to develop courses for this website as well. I would be welcoming any input on what you would be interested in!